"Astana-Finance" Bank", JSC
Second tier banks
05.04.2010
13/636
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of violation Rules about reporting provision into "Credit register" by second tier banks and organizations engaged in certain types of banking оperations #333 dated 27.11.2004.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
05.04.2010
04-01-14/379/5814-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan following the decision of Bostandyk district Court #2 in Almaty city Ruling #1-427/09, written notification was issued to the bank.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
13.02.2009
05-01-18/645
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
31.03.2009
05-01-18/1497
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
06.04.2010
04-01-14/387/5898-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan following the decision of Bostandyk district Court #2 in Almaty city Ruling #1-529/09, written notification was issued to the bank.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
12.04.2010
70
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied to the Bank due to non-fulfillment of its obligation to specify in its contracts, concluded with clients the fee rate in true, annual, effective, comparable calculation
Date of performance:
12.04.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
07.04.2009
05-01-19/1639
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
14.04.2010
04-01-08/433/6638
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for provision of incorrect reports.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
07.04.2009
05-01-18/2648
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
14.04.2010
04-03-08/436/6665-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law, written notification was issued to the bank following on-site inspection report, for violation of requirement established by a Resolution of the Board , 25th, 2006 #296 "Rules about quality of assets and contingent liabilities and establishment of provisions".
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
