“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
04.06.2006
05-01-17/1825
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
04.03.2010
44
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141300
The nature of a breach:
1. The CEO of the Bank Tashenova E.A. committed an administrative infringement, expressed in violation of the timeframe of submitting report on activity of the Bank to the Authorized Body, determined by the legislation of the Republic of Kazakhstan
Date of performance:
04.03.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 198
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
04.06.2006
05-01-17/1839
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank Kassa Nova" JSC (Sabsidiary Bank of JSC "ForteBank")
Second tier banks
04.03.2010
04-01-08/269/3970
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank recognizing the facts of violation ratio of the maximum risk exposure for a single borrower (k3) and guarantee of elimination of such violation.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
11.08.2006
05-01-16/7072
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
12.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
04.01.2007
150
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
436 800тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
09.03.2010
04-01-08/284/4191
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
31.03.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
09.03.2010
04-01-08/284/4191
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank about matching minimal capital requirements established by Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
31.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №4318-1/202 of 25.03.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
APF “Capital” subsidiary company of “BankCenterCredit”, JSC
Organizations engaged in pension assets investment management
02.05.2007
91
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
32 760тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 88
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
06.06.2007
138
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
491 400тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
