"Halyk Bank of Kazakhstan", JSC
Second tier banks
09.03.2010
04-01-08/286/4193-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for execution of Bostandyk district Court #2 in Almaty city Ruling #1-427/09.
Date of performance:
19.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №14-2888 of 19.03.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Investment management of Pension assets organization “Nur Trust” , JSC(renamed from “Nur Bank”, JSC)
Organizations engaged in pension assets investment management
06.06.2007
136
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
491 400тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
09.03.2010
04-01-08/278/4163-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank with bank management guarantee of matching minimal capital requirements established by Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
18.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №kas/sb-10/334 of 18.03.2010 about delay)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
09.03.2010
04-01-08/280/4176-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for execution of Bostandyk district Court #2 in Almaty city Ruling #1-427/09.
Date of performance:
19.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №12-1393 of 17.03.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
02.07.2007
10-14/2396
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
11.03.2010
04-01-08/302/4382-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-compliance of Agency requirements about provision of requested information.
Date of performance:
19.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 2854 of 29.03.2010 about delay)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
25.03.2010
04-01-08/351/5162-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Rules about reporting provision into "Credit register" by second tier banks and organizations engaged in certain types of banking оperations #333 dated 27.11.2004.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
25.03.2010
04-01-08/352/5164-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for execution of the decision of Almalinskii district Court in Almaty city dated 29.01.2010.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank of Astana" JSC
Second tier banks
25.03.2010
04-01-08/351/5162-и
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
31.03.2010
08-01-06/1235/5484
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Rules on banks loans documentation, established by a Resolution of the Board # 49 dated 23.02.2078.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
