"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
18.02.2010
36
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
14130
The nature of a breach:
1. administrative sanction was applied due to the fact of failure of the shareholder of the Bank Tanubergenova J.S. to submit information to the Authorized body, which is required according to the banking legislation of the Republic of Kazakhstan
Date of performance:
18.02.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
19.02.2010
04-01-08/215/3071
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for provision of incorrect information about related-parties.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
23.02.2010
39
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
75877
The nature of a breach:
1. administrative sanction was applied due to submission of maintenance of accounting records in violation of the requirements, established by legislation of the Republic of Kazakhstan on financial accounting
Date of performance:
23.02.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
23.02.2010
40
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
28260
The nature of a breach:
1. administrative sanction was applied due to submission of maintenance of accounting records in violation of the requirements, established by legislation of the Republic of Kazakhstan on financial accounting
Date of performance:
23.02.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
24.02.2010
08-01-06/747/3416
Limited enforcement action
Commitment letter
The nature of a breach:
1. In breach of the Article 39 of the Banking Law, the improper AER was specified in the loan agreement concluded with the applicant
Date of performance:
05.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №19-4/1402 of 05.03.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
25.02.2010
9
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied due to the fact of failure submission of information to the Authorized body, that is required according to the banking legislation of the Republic of Kazakhstan.
Date of performance:
25.02.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
01.02.2006
57
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
41 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
02.03.2010
27
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
56520
The nature of a breach:
1. The Chief accountant of the bank Yakupova S.K. committed infringement, that consisted in conducting of book keeping with violation of legislation of the Republic of Kazakhstan on accounting and financial reporting
Date of performance:
02.03.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
04.06.2006
05-01-17/1839
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
04.03.2010
04-03-08/275/4074-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank about to take corrective action following on-site inspection report.
Date of performance:
11.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №6764 of 11.03.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
