AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
15.12.2009
217
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51600
The nature of a breach:
1. administrative sanction was applied due to the fact that Bank violated the requirements of legislation of the Republic of Kazakshtan on accounting and financial reporting
Date of performance:
15.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
22.12.2009
222
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the Authorised Agency.
Date of performance:
22.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
25.12.2009
213
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
25000
The nature of a breach:
1. Administrative sanction was applied due to the fact of making the deals with violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
25.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
29.12.2009
221
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
104364
The nature of a breach:
1. administrative sanction was apllied due to the fact of making the deals with violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
29.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
30.12.2009
08-02-06/12981
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-compliance of Agency requirements about provision of requested information.
Date of performance:
15.01.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
30.12.2009
04-01-14/6020
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the domestic assets coefficient.
Date of performance:
06.01.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter (№kas/sb-10-296-1 by 26.02.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
06.01.2010
224
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied due to the fact of multiple (two or more time during consecutive calendar months) violation of the requirements, provided by the Agency to its activity
Date of performance:
06.01.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
28.01.2010
12
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
222402
The nature of a breach:
1. administrative sanction was applied due failure of the Bank to keep maintenance of accounting records with violation of the requirements established with the legislation of the Republic of Kazakhstan on accounting and financial reporting
Date of performance:
28.01.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
28.01.2010
11
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
28260
The nature of a breach:
1. administrative sanction was applied due making of transactions with violation of banking legislation of the Republic of Kazakhstan
Date of performance:
28.01.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
28.01.2010
10
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
343083
The nature of a breach:
1. administrative sanction was applied due making of transactions with violation of banking legislation of the Republic of Kazakhstan
Date of performance:
28.01.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
