"ATFBank", JSC
Second tier banks
16.03.2009
02-04-32/984
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of commitment letter in fixed terms.
Date of performance:
20.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №01/1048 of 18.03.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
17.03.2009
08-02-02/1436
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
25.06.2013
66-5-2-07/1426
Limited enforcement action
Written warning
The nature of a breach:
1. For the failure to meet report
Date of performance:
01.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
17.03.2009
08-02-02/1436
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-reply to the Agency's inquiry.
Date of performance:
20.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №10255 of 20.03.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
25.06.2013
66-5-2-07/1423
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
15.07.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
19.03.2009
04-01-14/958
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements - open currency position limits.
Date of performance:
01.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented letter №03.3-06/1724 of 26.03.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
25.06.2013
66-4-3-20/1993
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
30.07.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
25.03.2009
04-01-14/1012
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
25.06.2013
66-5-2-07/1425
Limited enforcement action
Written warning
The nature of a breach:
1. For the failure to meet report
Date of performance:
01.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
25.03.2009
04-01-14/1013
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of prudential requirements - open currency position limits.
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №1-2313 of 03.04.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
