“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
07.04.2009
05-01-18/1641
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
14.04.2010
04-01-08/425/6604
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the domestic assets coefficient as of 1 March 2010.
Date of performance:
26.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter without number of 26.04.2010 (incoming in Agency of 28.04.2010))
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
17.04.2009
05-01-18/1887
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
16.04.2010
10-02-02/2072/6841
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of the mandatory conditions of branches and additional premises establishment.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
29.04.2009
05-01-18/2140
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
08.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
19.04.2010
04-01-08/450/6854-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for provision of incorrect reports.
Date of performance:
29.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №kas/sb -10-434 of 21.04.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
07.05.2009
05-01-19/2295
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
13.05.2009
05-01-18/2379
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
19.04.2010
04-01-08/449/6853-И
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank about meeting minimal capital requirements established by Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
01.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (commitment letter № №Al/alm/1096-10-3758 of 18.05.2010 about delay on 30.09.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
21.05.2009
05-02-13/2524
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
