"Temirbank" JSC
Second tier banks
05.04.2010
04-01-14/379/5814-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan following the decision of Bostandyk district Court #2 in Almaty city Ruling #1-427/09, written notification was issued to the bank.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
13.02.2009
05-01-18/645
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
31.03.2009
05-01-18/1497
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
06.04.2010
04-01-14/387/5898-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan following the decision of Bostandyk district Court #2 in Almaty city Ruling #1-529/09, written notification was issued to the bank.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
12.04.2010
70
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied to the Bank due to non-fulfillment of its obligation to specify in its contracts, concluded with clients the fee rate in true, annual, effective, comparable calculation
Date of performance:
12.04.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Organizations engaged in pension assets investment management
07.04.2009
05-01-19/1639
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
14.04.2010
04-01-08/433/6638
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for provision of incorrect reports.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
07.04.2009
05-01-18/2648
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
14.04.2010
04-03-08/436/6665-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law, written notification was issued to the bank following on-site inspection report, for violation of requirement established by a Resolution of the Board , 25th, 2006 #296 "Rules about quality of assets and contingent liabilities and establishment of provisions".
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Organizations engaged in pension assets investment management
07.04.2009
05-01-18/1641
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
14.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
