"Qazaq Banki", JSC
Second tier banks
11.05.2010
04-01-08/553/8336
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements established by subpoint 2) paragraph 3 of Resolution of the Agency's Board # 140 dated 02.09.2008.
Date of performance:
01.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №01-1201 of 01.07.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
11.05.2010
08-01-06/1838/8453
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan following the decision of Kyzylorda district Court, written notification was issued to the bank.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
12.05.2010
04-01-14/558/8366-И
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the facts of violation of some prudential normative requirements on 01.04.2010 and guarantee of elimination of such violations in fixed terms.
Date of performance:
17.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №11-1/5899 of 17.05.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
12.05.2010
04-01-14/562/8380-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for non-publication of audited annual report for year 2009 within required deadline.
Date of performance:
20.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №496-1/206 of 20.05.2010)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
12.05.2010
04-01-14/558/8366-И
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
17.05.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
12.05.2010
04-01-14/562/8380-И
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
20.05.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
14.05.2010
04-01-08/571/8586-и
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements established by subpoint 2) paragraph 3 of Resolution of the Agency's Board # 140 dated 02.09.2008.
Date of performance:
01.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
14.05.2010
04-01-08/572/8591-и
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of audited annual report publication procedure for year 2009.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
14.05.2010
04-02-04/574/8595-И
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of of subpoint 2) Article 40 of the Banking Law of the Republic of Kazakhstan about granting blank loans to related party.
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
17.05.2010
02-04-32/708/8750
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for non-provision of requested reports in fixed terms.
Date of performance:
21.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter 18.05.2010 №5-003/7671
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
