"Insurance Company "London-Almaty", JSC
Insurance organizations
27.03.2014
66-5-1-16/1017
Limited enforcement action
Commitment letter
The nature of a breach:
1. Prudential standards was breached
Date of performance:
09.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
27.03.2014
66-5-2-07/1020
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the revealed violations in calculation of prudential standards
Date of performance:
03.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
27.03.2014
66-5-1-08/1026
Limited enforcement action
Written prescription
The nature of a breach:
1. For the revealed violations in calculation of prudential standards
Date of performance:
14.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
02.04.2014
66-5-2-07/1090
Limited enforcement action
Commitment letter
The nature of a breach:
1. Requirement of the law was breached
Date of performance:
10.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
04.04.2014
66-5-1-16/1120
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late submission of the information
Date of performance:
15.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
04.04.2014
66-5-1-16/1119
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the late submission of the information
Date of performance:
15.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
08.04.2014
66-5-1-08/1142
Limited enforcement action
Written prescription
The nature of a breach:
1. Misleading report was submitted
Date of performance:
23.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
10.04.2014
66-6-4-04/856
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
17.06.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
10.04.2014
66-6-4-04/857
Limited enforcement action
Commitment letter
The nature of a breach:
1. By results of inspection
Date of performance:
29.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
10.04.2014
66-5-1-08/1178
Limited enforcement action
Written prescription
The nature of a breach:
1. For the revealed violations in calculation of prudential standards
Date of performance:
30.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
