"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
19.08.2014
33-1-06/1852
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
09.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Bank holdings
19.11.2009
02-03-12/4568
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Financial Group", JSC
Bank holdings
06.06.2011
663/110/11
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
19.08.2014
33-1-06/1859
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
09.03.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Brocker-Dealers
21.08.2014
33-2-06/1928
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
08.09.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Brocker-Dealers
22.08.2014
1400008030000600
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
648 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Asian Investment Company", JSC
Bank holdings
07.06.2011
663/110/25
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Central Asian fuel and energy company" JSC
Bank holdings
20.07.2011
663/110/677
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Financial Company", JSC
Bank holdings
30.01.2013
663/111/509
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.07.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Brocker-Dealers
22.08.2014
1400008030000600
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
648 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
