"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Brocker-Dealers
18.05.2015
33-1-06/3579
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Private Asset Management», JSC
Brocker-Dealers
29.05.2015
150000803001097
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Private Asset Management», JSC
Brocker-Dealers
29.05.2015
150000803001012-1500000803001015
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
29.05.2015
150000803001135
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198 200 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Brocker-Dealers
03.06.2015
33-1-06/4022
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.06.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Brocker-Dealers
26.06.2015
33-1-06/4975
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.08.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Brocker-Dealers
26.06.2015
150000803001226
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
15.07.2015
33-1-06/5422
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.07.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
31.03.2010
06-01-11/283/5600-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. breached the standards of diversification
Date of performance:
14.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
01.04.2010
06-02-05/298/5724-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. By the results of inspection.
Date of performance:
15.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
