SAFC
Bank conglomerates
11.05.2007
02-01-12/1277
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
16.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Banking conglomerate of LLC "Alnair Capital"
Bank conglomerates
24.05.2007
02-01-14/1367
Limited enforcement action
Written prescription
The nature of a breach:
1. The written order was issued to JSC" BTA Bank " because of violation requirements of Instruction on prudential norms for bank conglomerate and forms and terms of granting of the reporting about their fulfillment|
Date of performance:
05.06.2007
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
29.08.2014
140000803000596
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370 400 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Bank conglomerates
24.05.2007
02-01-14/1367
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Tsesna" Corporation, JSC
Bank conglomerates
04.06.2007
140
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21 840тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
SAFC
Bank conglomerates
12.06.2007
133
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21 840тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Asian Investment Company", JSC
Bank conglomerates
08.11.2007
02-01-12/2751
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.11.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Tsesna" Corporation, JSC
Bank conglomerates
21.11.2007
02-01-12/3611
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.11.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
SAFC
Bank conglomerates
15.05.2008
02-01-14/1629
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.05.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Asian Investment Company", JSC
Bank conglomerates
03.04.2009
02-03-14/1262
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
