"Alliance Bank", JSC
Second tier banks
15.05.2007
10-22/1641
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
16.05.2007
04-01-15/1571
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
16.05.2007
04-01-15/1571
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
23.05.2007
47
Limited enforcement action
Written agreement
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
24.05.2007
02-01-14/1367
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
26.05.2007
90
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2928000
The nature of a breach:
Date of performance:
26.05.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
29.05.2007
02-03-52/1395
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
26.11.2009
06-01-15/3040
Limited enforcement action
Written agreement
The nature of a breach:
1. Breach of prudential standards
Date of performance:
01.05.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
01.12.2009
08-01-07/10126
Limited enforcement action
Commitment letter
The nature of a breach:
1. failed to produce insurance payment
Date of performance:
01.12.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
01.12.2009
200
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1107378
The nature of a breach:
1. administrative sanction was applied due to the violation of legislation on insurance and insurance activities
Date of performance:
01.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
