Kookmin Bank
Bank holdings
11.05.2007
02-01-12/1277
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Tsesna" Corporation, JSC
Bank holdings
04.06.2007
140
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21 840тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Asian Investment Company", JSC
Bank holdings
08.11.2007
02-01-12/2751
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Tsesna" Corporation, JSC
Bank holdings
21.11.2007
02-01-12/3611
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Kookmin Bank
Bank holdings
15.05.2008
02-01-14/1629
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Financial Company", JSC
Bank holdings
09.09.2008
02-03-12/3047
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
25.07.2014
140000803000286
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200 KZT
The nature of a breach:
1. violation of the entity market of capital issues, requirements on reporting, information, data to the authorized body for control and supervision of financial market and financial organizations (Almusin B.)|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Central Asian fuel and energy company" JSC
Bank holdings
02.12.2008
02-03-14/5050
Limited enforcement action
Commitment letter
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Central Asian fuel and energy company" JSC
Bank holdings
29.12.2008
174
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
58 400 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
25.07.2014
140000803000285
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193-1
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
