"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
11.06.2009
10-01-22/6045
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the Clause 2 of the Article 24 of the Law of the RoK "On securities market"
Date of performance:
26.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
№07-2-25/0833 dated 25 June 2009 executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
11.06.2009
06-02-10/1410
Limited enforcement action
Commitment letter
The nature of a breach:
1. breaches being revealed during the complex audit
Date of performance:
10.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
11.04.2008
05-01-13/2619
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
11.06.2009
06-02-05/1411
Limited enforcement action
Written prescription
The nature of a breach:
1. breaches being revealed during the complex audit
Date of performance:
10.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
11.06.2009
06-01-15/1412
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
15.06.2009
08-01-02/2366
Limited enforcement action
Written prescription
The nature of a breach:
1. concluded insurance agreements without prior settlement of the rules of voluntary casualty insurance with the Agency |
Date of performance:
29.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
as of 29 June 2009, the reply was received from NIC, JSC by letter № 291 dated 26 June 2009 executed |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
15.06.2009
08-01-07/3744
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.07.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
16.06.2009
06-02-10/984
Limited enforcement action
Written prescription
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
16.06.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
16.06.2009
08-01-06/3795
Limited enforcement action
Commitment letter
The nature of a breach:
1. non-compliance with the requirements of the Clause 7 of the Article 19 of the Law of the RoK "On mandatory employer's liability insurance against damage to life and health of it's employee"
Date of performance:
20.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
№ 07-01-15-1056 dated 25 June 2009 raised objections
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
17.06.2009
08-01-07/3840
Limited enforcement action
Commitment letter
The nature of a breach:
1. breach of the Clause 3 of the Article 25 of the Law of the RoK "On mandatory motor third party insurance", in particular, the Company failed to provide the list of papers had been provided by the suffered person and to indicate dates of their acceptance.
Date of performance:
25.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
executed № 102/21 dated 25 June 2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
