«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
30.09.2009
06-01-15/2364
Limited enforcement action
Written agreement
The nature of a breach:
1. not implementing the requirements of the Doard's decree of National Bank from 6th December 2003y No435 "On conducting auzillary accounting and ledger introduced in the automatic information system of insurance (reinsurance) organizations"
Date of performance:
30.09.2009
Статья/пункты НПА, Статья КоАП:
Note:
concerning regulation of financial sector
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
16.01.2007
04-01-08/172
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
01.02.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
16.01.2007
04-01-08/235
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
01.10.2009
259200
Sanctions and other administrative penalties
Not specified
The nature of a breach:
1. administrative sanction was applied due to the fact of non-fulfillment in due time written instructions, set by the Authorized body to rectify the violation of the legislation on insurance and insurance activity
Date of performance:
01.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
02.10.2009
06-02-10/2593
Limited enforcement action
Written prescription
The nature of a breach:
1. Breaches which were detected in the course of a comprehensive review |
Date of performance:
16.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
02.10.2009
№06-01-22/2599
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
31.12.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
16.01.2007
04-01-08/171
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
17.01.2007
09-12/208
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.01.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
02.10.2009
№ 06-02-10/2594
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
16.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
17.01.2007
09-12/208
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.01.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
