"Kaspi Bank", JSC
Second tier banks
28.02.2007
04-02-04/741
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
16.11.2009
№06-01-22/2966
Limited enforcement action
Written warning
The nature of a breach:
1. delayed in submitting information in accordance with the RK Law «On mandatory motor third party insurance» in real time to the organization for formation and introduction of Database
Date of performance:
30.12.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
01.03.2007
16
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
163800
The nature of a breach:
Date of performance:
01.03.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
05.03.2007
14
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21840
The nature of a breach:
Date of performance:
05.03.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
19.11.2009
10-01-14/11715
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to submit to the regulator its amendmends to the prospectus for bond issue
Date of performance:
20.12.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
12.03.2007
15
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21840
The nature of a breach:
Date of performance:
12.03.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
25.11.2009
№ 08-01-07/10126
Limited enforcement action
Commitment letter
The nature of a breach:
1. failed to produce insurance payment
Date of performance:
01.12.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
13.03.2007
б/н
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
14.03.2007
11
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
113877
The nature of a breach:
Date of performance:
14.03.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
14.03.2007
20
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
43680
The nature of a breach:
Date of performance:
14.03.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
