"Insurance Company"Victoria", JSC
Insurance organizations
03.07.2009
81
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1373430
The nature of a breach:
1. administrative sanction was applied due to the fact of violation of Law of the Republic of Kazakhstan on Insuring and insurance activity at the time of its transactions
Date of performance:
03.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
03.07.2009
81
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1373430
The nature of a breach:
1. administrative sanction was applied due to the fact of violation of Law of the Republic of Kazakhstan on Insuring and insurance activity at the time of its transactions
Date of performance:
03.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Brocker-Dealers
14.04.2008
05-01-13/2634
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
16.04.2008
05-01-13/2097
Limited enforcement action
Written prescription
The nature of a breach:
1. Concerning the elimination of non-observance of capital adequacy norm and submission of supporting documents|
Date of performance:
20.05.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
16.04.2008
05-01-13/2099
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
16.04.2008
05-01-13/2088
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Tengry Finance”, JSC(renamed from “RBNT Securities”, JSC)
Brocker-Dealers
17.04.2008
05-01-13/2106
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC Kaspi Group
Bank holdings
20.03.2007
04-01-08/950
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"JP Finance Group" LLC
Bank holdings
20.03.2007
04-01-08/950
Limited enforcement action
Written prescription
The nature of a breach:
1. The written order to the bank holding of a JSC «Bank Caspian», Caspian Group B.V., concerning failure to submit the necessary documents related to the allocation of bank shares|
Статья/пункты НПА, Статья КоАП:
Note:
Implemented via letter #23.2/1-41 of 30.03.2007|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Kookmin Bank
Bank holdings
26.04.2007
04-01-15/1346
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
