«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
30.04.2010
08-02-03/1605/7513
Limited enforcement action
Commitment letter
The nature of a breach:
1. breach of the Clause 6-1 of the Article 22 and Clause 3 of the Article 25 of RK Law "On mandatory motor third party insurance.
Date of performance:
30.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
05.05.2010
10-02-01/2423
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the requirement of subitem 3) item 5 of article 33 of the Law of the Republic Kazakhstan "About Insurance Activity"
Date of performance:
28.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
11.05.2010
06-01-11/416
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the standards of diversification
Date of performance:
30.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
11.05.2010
06-01-11/417/8416
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to comply with prudential standards
Date of performance:
31.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
11.05.2010
06-01-11/412
Limited enforcement action
Written prescription
The nature of a breach:
1. The auditted financial statement has not been presented timely for 2009
Date of performance:
18.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
12.05.2010
08-01-09/1698/7846
Limited enforcement action
Commitment letter
The nature of a breach:
1. It was breached the Clause 2 of the Article 31-1 of RK law "On Pension provision" and the Clause 4 of the Rules concerning increasing of the size of regular insurance payments (in the period of validity of annuity agreements) on the basis of the actuarial conclusion, and requirements to its content, approved by the Agency's Decree №374 as of 27 December, 2004.
Date of performance:
12.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
24.05.2010
10-02-01/2761/9399
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the requirement of subitem 3) item 5 of article and 2 of article 33 of the Law of the Republic Kazakhstan « Авout Insurance Activity »
Date of performance:
15.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
24.05.2010
08-01-07/2091/9396
Limited enforcement action
Commitment letter
The nature of a breach:
1. the offender has failed to meet the deadline for insurance benefit payment, and it has wrongfully re-assed the damage to the property of the injured
Date of performance:
31.05.2010
Статья/пункты НПА, Статья КоАП:
Note:
Impleted
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
25.05.2010
90
Sanctions and other administrative penalties
Not specified
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company failed to meet the requirements related to the order of nomination (election) of the manager
Date of performance:
25.05.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
25.05.2010
06-01-11/485/9626-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. Didn’t represent reporting information electronic data and the same on paper
Date of performance:
03.06.2010
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
