"Insurance Company "EcoPolicy", JSC
Insurance organizations
04.02.2010
1
Sanctions and other administrative penalties
Not specified
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company failed to comply with the requirements of legislation of the Republic of Kazakhstan on insurance and insurance activities In the time of opening of branches of financial organizations
Date of performance:
04.02.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
11.02.2010
06-03-16/130/2630
Limited enforcement action
Commitment letter
The nature of a breach:
1. non-compliance letter from the Agency 10.08.2009, № 06-03-13/2057/16118 |
Date of performance:
22.02.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
11.02.2010
06-03-16/130/2628
Limited enforcement action
Commitment letter
The nature of a breach:
1. non-compliance letter from the Agency 10.08.2009, № 06-03-13/2057/16118 |
Date of performance:
22.02.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
11.02.2010
06-01-11/136
Limited enforcement action
Written prescription
The nature of a breach:
1. Representation of inadequate reporting information
Date of performance:
25.02.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
11.02.2010
06-03-16/131/2629
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.02.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
11.02.2010
06-03-16/129/2623
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.02.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Life Insurance Company of the Halyk Bank of Kazakhstan «Halyk -Life», JSC
Insurance organizations
11.02.2010
06-03-16/130/2627
Limited enforcement action
Commitment letter
The nature of a breach:
1. non-compliance letter from the Agency 10.08.2009, № 06-03-13/2057/16118
Date of performance:
22.02.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
16.02.2010
06-01-11/162
Limited enforcement action
Commitment letter
The nature of a breach:
1. incorrect reporting related to loss ratio as of 01.02.10
Date of performance:
01.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
18.02.2010
24
Sanctions and other administrative penalties
Not specified
Punishment awarded:
565200
The nature of a breach:
1. administrative sanction was applied due to the fact of drawing up report, lead to falsification of indicators and information on observance of prudential normative contained in it
Date of performance:
18.02.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 11
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
24.02.2010
06-01-11/183/3476
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of requirements of Law RK «About obligatory insurance of civil-law responsibility of owners of vehicles», regarding granting of unreasonable discounts at calculation of insurance premiums
Date of performance:
12.03.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
