"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
17.07.2009
06-01-22/1807
Limited enforcement action
Written prescription
The nature of a breach:
1. delayed in submitting information in accordance with the RK Law «On mandatory motor third party insurance» in real time to the organization for formation and introduction of Database
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
17.07.2009
06-02-10/1780
Limited enforcement action
Written prescription
The nature of a breach:
1. for breach revealed at the time of complex on-site supervision
Date of performance:
31.07.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
20.07.2009
06-01-22/1844
Limited enforcement action
Written prescription
The nature of a breach:
1. in breach of the Clause 3 of the Decree of the FSA's Board №130 "On setting requirements for risk management system in insurance/reinsurance companies
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
09.01.2006
89
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51500
The nature of a breach:
Date of performance:
09.01.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
27.07.2009
06-01-22/1918
Limited enforcement action
Written prescription
The nature of a breach:
1. the maximum own deductions under insurance/reinsuarnce contracts exceeded the actual solvency margin
Date of performance:
07.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
31.01.2006
9
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
206000
The nature of a breach:
Date of performance:
31.01.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
15.03.2006
12
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
206000
The nature of a breach:
Date of performance:
15.03.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
27.07.2009
06-01-15/1701
Limited enforcement action
Commitment letter
The nature of a breach:
1. the company submitted report where was specified incorrect amount of liabilities passed for reinsurance
Date of performance:
08.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
28.07.2009
02-04-33/2920
Limited enforcement action
Written prescription
The nature of a breach:
1. failed to submit reply to th written instruction
Date of performance:
04.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
14.04.2006
30
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51500
The nature of a breach:
Date of performance:
14.04.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
