«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
07.08.2009
№06-01-15/2030
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of inadequate reporting information of
Date of performance:
12.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
In compliance
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
10.08.2009
06-01-15/2054
Limited enforcement action
Written agreement
The nature of a breach:
1. Failure to comply with the requirements of National Bank of the RK from 6 Dec 2003, # 435, "On keeping The subsidiary ledger and The General ledger, with the latter having been implemented in the automated information system of insurers (re-insurers)"
Date of performance:
05.04.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
29.05.2006
44
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
734340
The nature of a breach:
Date of performance:
29.05.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
14.06.2006
43
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
20600
The nature of a breach:
Date of performance:
14.06.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
10.08.2009
06-01-15/2052
Limited enforcement action
Written prescription
The nature of a breach:
1. Representation of inadequate reporting information
Date of performance:
13.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
In compliance
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
12.08.2009
06-01-15/2030
Limited enforcement action
Commitment letter
The nature of a breach:
1. Representation of inadequate reporting information of
Date of performance:
12.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
In compliance
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
15.06.2006
63
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51500
The nature of a breach:
Date of performance:
15.06.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
31.07.2006
72
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
20600
The nature of a breach:
Date of performance:
31.07.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
12.08.2009
№10-01-22/8380
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of clause 4 of Article 67 of the Law of the RK "On the securities market" (for affiliated persons)
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
04.09.2006
105
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
59 218тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 8
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
