«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
29.05.2015
150000803001135
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198 200 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Brocker-Dealers
03.06.2015
33-1-06/4022
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.06.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Brocker-Dealers
26.06.2015
33-1-06/4975
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
04.08.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Brocker-Dealers
26.06.2015
150000803001226
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
15.07.2015
33-1-06/5422
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.07.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
31.03.2010
06-01-11/283/5600-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. breached the standards of diversification
Date of performance:
14.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
01.04.2010
06-02-05/298/5724-и
Limited enforcement action
Commitment letter
The nature of a breach:
1. By the results of inspection.
Date of performance:
15.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
01.04.2010
06-02-05/296/5716-и
Limited enforcement action
Written prescription
The nature of a breach:
1. By the results of inspection.
Date of performance:
15.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
06.04.2010
06-01-11/308
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the standards of diversification
Date of performance:
30.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
19.04.2010
06-01-11/350/6957-21
Limited enforcement action
Commitment letter
The nature of a breach:
1. for untimely submitting the information according to the Law of the Republic of Kazakhstan "Insurance of civil law liability of owners of motor transport" in the regime of real time in the organization on forming and cunducting data
Date of performance:
30.04.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
