JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
02.11.2006
123
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
30900
The nature of a breach:
Date of performance:
02.11.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
02.11.2006
122
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
51 500тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
24.08.2009
06-01-22/2187
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to submit an acturial opinion made as at 1 July 2009
Date of performance:
02.09.2009
Статья/пункты НПА, Статья КоАП:
Note:
In compliance
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
28.08.2009
№2 к ПС №09 от 21.02.08г.
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
25.12.2006
132
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
41200
The nature of a breach:
Date of performance:
25.12.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
28.08.2009
06-01-22/2288
Limited enforcement action
Written agreement
The nature of a breach:
1. Failure to comply with the requirements of National Bank of the RK from 6 Dec 2003, # 435, "On keeping The subsidiary ledger and The General ledger, with the latter having been implemented in the automated information system of insurers (re-insurers)" |
Date of performance:
01.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
30.08.2009
06-03-13/2093
Limited enforcement action
Commitment letter
The nature of a breach:
1. A wrongful refusal to pay an insurance benefit
Date of performance:
30.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
31.08.2009
06-01-15/2993
Limited enforcement action
Written agreement
The nature of a breach:
1. Not implementation of the requirements of the Decree, No 435 dated December 6th 2003, of the Board of Governance of the National Bank of the Republic of Kazakhstan «On conducting auxiliary accountant and ledger, instilled in the automated information system of insurance (reinsurance) organizations»
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
31.08.2009
10-01-22/8380
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of clause 4 of Article 67 of the Law of the RK "On the securities market" (for affiliated persons)
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
02.09.2009
06-01-22/2260
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the standards of diversification
Date of performance:
30.09.2009
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
