Insurance Society "TSHASO", JSC
Insurance organizations
02.10.2009
06-02-10/2593
Limited enforcement action
Written prescription
The nature of a breach:
1. Breaches which were detected in the course of a comprehensive review |
Date of performance:
16.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
02.10.2009
№06-01-22/2599
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
31.12.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
16.01.2007
04-01-08/171
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.02.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
17.01.2007
09-12/208
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.01.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
02.10.2009
№ 06-02-10/2594
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
16.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
17.01.2007
09-12/208
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.01.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Victoria", JSC
Insurance organizations
02.10.2009
№ 06-02-10/2593
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
18.01.2007
04-01-08/213
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.01.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
02.10.2009
06-01-22/2599
Limited enforcement action
Written agreement
The nature of a breach:
1. Failure to comply with prudential standards
Date of performance:
31.12.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
22.01.2007
04-01-08/235
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.01.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
