“ATF Finance”, JSC subsidiary company of “ATF Bank”, JSC
Almaty Regional Finantional Center Brocker-Dealers
04.12.2013
66-4-1-05/5837
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
24.12.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
18.08.2010
06-01-11/867
Limited enforcement action
Commitment letter
The nature of a breach:
1. incorrect reporting related to loss ratio as of 01.08.10
Date of performance:
31.08.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Broker company “Astana-Finance”, JSC
Almaty Regional Finantional Center Brocker-Dealers
12.11.2014
33-1-06/3575
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.12.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Broker company “Astana-Finance”, JSC
Almaty Regional Finantional Center Brocker-Dealers
01.07.2015
33-1-07/5117
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.07.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Broker company “Astana-Finance”, JSC
Almaty Regional Finantional Center Brocker-Dealers
03.08.2015
33-1-06/6033
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.08.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
19.08.2010
08-02-07/3643
Limited enforcement action
Written prescription
The nature of a breach:
1. insurance failure of payment
Date of performance:
28.08.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
20.08.2010
06-01-11/879
Limited enforcement action
Written prescription
The nature of a breach:
1. incorrect reporting related to loss ratio as of 01.08.10
Date of performance:
01.09.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
31.08.2010
06-01-11/906
Limited enforcement action
Written prescription
The nature of a breach:
1. Failure to comply with prudential standards
Date of performance:
17.09.2010
Статья/пункты НПА, Статья КоАП:
Note:
didn't execute
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
31.08.2010
06-01-11/912
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
15.09.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
01.09.2010
08-01-07/3847
Limited enforcement action
Commitment letter
The nature of a breach:
1. The company violated the requirements of paragraph 3 of article 25 of the RK Law "On compulsory liability insurance of vehicle owners" (untimely notification of the insured and the injured on missing documents concerning an insured event, and denial of insurance benefit payment)
Date of performance:
16.09.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
