"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
02.09.2009
06-01-22/2259
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the Sub. Clause 2) of Article 41 of the Instruction for standard values and methods of calculation of prudential standards of an insurance organization, forms and dates for reporting on compliance with prudential standards, approved by the Decree №131 of the Board of the Agency on 22 August, 2008
Date of performance:
30.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
03.09.2009
141
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact of violation of the order of appointment of leading employee, in particularly regarding the terms of coordination with the Agency
Date of performance:
03.09.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
14.09.2009
10-02-02/9430
Limited enforcement action
Written prescription
The nature of a breach:
1. inactivity of officials as well as of the company itself in correction of violations concerning formation of collegial bodies such as the Board of Directors and Senior Management
Date of performance:
01.10.2009
Статья/пункты НПА, Статья КоАП:
Note:
the company failed to comply with FSA's recommendations
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
23.09.2009
06-01-22/2491
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
24.09.2009
148
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact of delay in producing insurance payments
Date of performance:
24.09.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
24.09.2009
144
Sanctions and other administrative penalties
Not specified
Punishment awarded:
259200
The nature of a breach:
1. administrative sanction was applied due to the fact of non-fulfillment in due time written instructions, set by the Authorized body to rectify the violation of the legislation on insurance and insurance activity
Date of performance:
24.09.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
26.12.2006
134
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
20600
The nature of a breach:
Date of performance:
26.12.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
28.12.2006
138
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
163200
The nature of a breach:
Date of performance:
28.12.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
24.09.2009
145
Sanctions and other administrative penalties
Not specified
Punishment awarded:
259200
The nature of a breach:
1. administrative sanction was applied due to the fact of non-fulfillment in due time written instructions, set by the Authorized body to rectify the violation of the legislation on insurance and insurance activity
Date of performance:
24.09.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
29.12.2006
139
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
77250
The nature of a breach:
Date of performance:
29.12.2006
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
