“ATF Finance”, JSC subsidiary company of “ATF Bank”, JSC
Almaty Regional Finantional Center Brocker-Dealers
20.03.2013
66-4-1-11/167
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.04.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“FATTAH FINANCE”, JSC (renamed from AFC Capital)
Almaty Regional Finantional Center Brocker-Dealers
23.04.2013
66-4-1-10/735
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
13.05.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“FATTAH FINANCE”, JSC (renamed from AFC Capital)
Almaty Regional Finantional Center Brocker-Dealers
22.05.2013
66-4-1-14/1266
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
01.07.2010
06-01-11/672
Limited enforcement action
Written prescription
The nature of a breach:
1. incomplete publication of financial statements for 2009
Date of performance:
23.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“FATTAH FINANCE”, JSC (renamed from AFC Capital)
Almaty Regional Finantional Center Brocker-Dealers
22.05.2013
66-4-1-14/1266
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
03.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“FATTAH FINANCE”, JSC (renamed from AFC Capital)
Almaty Regional Finantional Center Brocker-Dealers
19.06.2013
66-4-1-10/1861
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
28.06.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
01.07.2010
06-01-19/569/111-И
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.07.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
03.07.2010
06-01-11/679
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the standards of diversification
Date of performance:
31.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
07.07.2010
06-01-11/686
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 1 june 2010 it has breached adequacy standards of actual solvency margin, which equaled to 0,88
Date of performance:
31.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
07.07.2010
06-01-11/689
Limited enforcement action
Written prescription
The nature of a breach:
1. incomplete publication of financial statements for 2009
Date of performance:
31.07.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
