«Delta Bank», JSC (renamed from "Neftebank", JSC)
Brocker-Dealers
23.04.2015
33-1-06/2997
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.05.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Brocker-Dealers
29.04.2015
33-1-06/3174
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.06.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Brocker-Dealers
12.05.2015
150000803001071
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594600
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Delta Bank», JSC (renamed from "Neftebank", JSC)
Brocker-Dealers
12.05.2015
150000803001066
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594600
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Brocker-Dealers
12.05.2015
150000803001070
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
594 600 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 262
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Brocker-Dealers
14.05.2015
33-1-06/3513
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
29.05.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Brocker-Dealers
18.05.2015
33-1-06/3573
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Brocker-Dealers
18.05.2015
33-1-06/3579
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
06.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Private Asset Management», JSC
Brocker-Dealers
29.05.2015
150000803001097
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Private Asset Management», JSC
Brocker-Dealers
29.05.2015
150000803001012-1500000803001015
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 263
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
