«Delta Bank», JSC (renamed from "Neftebank", JSC)
Second tier banks
22.02.2007
10
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
504600
The nature of a breach:
Date of performance:
22.02.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
23.02.2007
04-01-15/694
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
20.10.2009
165
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the CEO of the Insurance company Kurleutov E.M. failed to keep its books in accordance with established standards and procedures
Date of performance:
20.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 10
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
20.10.2009
161
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Date of performance:
20.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
20.10.2009
160
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Date of performance:
20.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
23.02.2007
04-01/15/694
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Islamic bank "Zaman-Bank", JSC
Second tier banks
23.02.2007
04-01-15/693
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
20.10.2009
159
Sanctions and other administrative penalties
Not specified
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Date of performance:
20.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
23.02.2007
04-01-15/692
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
11.11.2009
10-02-03/11352
Limited enforcement action
Written prescription
The nature of a breach:
1. no information about Senior Management
Date of performance:
11.12.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
