“Subsidiary Mortgage Organization “BTA Bank JSC “BTA Mortgage”, JSC
Mortgage organizations
13.04.2007
48
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21 840тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
23.12.2010
02-04-33/1944
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Subsidiary Mortgage Organization “BTA Bank JSC “BTA Mortgage”, JSC
Mortgage organizations
15.06.2007
06-01-18/1733
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
23.12.2010
02-04-33/1939
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
23.12.2010
02-04-33/1937
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Astana Finance”, JSC
Mortgage organizations
09.04.2008
04-01-17/845
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
23.12.2010
02-04-33/1940
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
24.12.2010
06-01-11/1371
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
18.01.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Subsidiary Mortgage Organization “BTA Bank JSC “BTA Mortgage”, JSC
Mortgage organizations
09.04.2008
04-01-17/845
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.05.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Astana Finance”, JSC
Mortgage organizations
09.04.2008
04-01-17/845
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
