"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
24.05.2007
02-01-14/1367
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
26.05.2007
90
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2928000
The nature of a breach:
Date of performance:
26.05.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
29.05.2007
02-03-52/1395
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
26.11.2009
06-01-15/3040
Limited enforcement action
Written agreement
The nature of a breach:
1. Breach of prudential standards
Date of performance:
01.05.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
01.12.2009
08-01-07/10126
Limited enforcement action
Commitment letter
The nature of a breach:
1. failed to produce insurance payment
Date of performance:
01.12.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
01.12.2009
200
Sanctions and other administrative penalties
Not specified
Punishment awarded:
1107378
The nature of a breach:
1. administrative sanction was applied due to the violation of legislation on insurance and insurance activities
Date of performance:
01.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
01.12.2009
201
Sanctions and other administrative penalties
Not specified
Punishment awarded:
38880
The nature of a breach:
1. administrative sanction was applied due to the failure to submit adequate information to the Authorized Agency
Date of performance:
01.12.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.12.2009
№ 08-01-03/10388
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.12.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
18.12.2009
08-01-03/10388
Limited enforcement action
Written prescription
The nature of a breach:
1. for failure to produce insurance payments
Date of performance:
18.12.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
21.12.2009
№ 06-02-05/3190
Limited enforcement action
Commitment letter
The nature of a breach:
1. breach revealed as a result of on-site supervision
Date of performance:
07.01.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
