“Subsidiary Mortgage Organization “BTA Bank JSC “BTA Mortgage”, JSC
Mortgage organizations
26.04.2010
04-01-08/480/7399-и
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.04.2010
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
24.12.2010
06-01-11/1371
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
18.01.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
28.12.2010
10-02-03/7340
Limited enforcement action
Commitment letter
The nature of a breach:
1. Infringement of the requirement of the item 5 of article 34 of the Law of the Republic of Kazakhstan "About Insurance Activity"
Date of performance:
25.01.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
21.06.2007
04-01-15/2007
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
27.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
28.12.2010
199
Sanctions and other administrative penalties
Not specified
Punishment awarded:
219254
The nature of a breach:
1. administrative sanction was applied due to concluding transactions and operation with violation of legislation of the Republic of Kazakhstan on insurance and insurance activities
Date of performance:
28.12.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
29.06.2007
02-03-52/1785
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
05.07.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
12.07.2007
156
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
273000
The nature of a breach:
Date of performance:
12.07.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
06.01.2011
205
Sanctions and other administrative penalties
Not specified
Punishment awarded:
75600
The nature of a breach:
Date of performance:
06.01.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
12.07.2007
155
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
273000
The nature of a breach:
Date of performance:
12.07.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
12.01.2011
06-02-05/22
Limited enforcement action
Written prescription
The nature of a breach:
1. By the results of inspection.
Date of performance:
15.03.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
