"Eurasia" Insurance Company", JSC
Insurance organizations
04.03.2010
48
Sanctions and other administrative penalties
Not specified
Punishment awarded:
70650
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company failed to meet the requirements related to the order of nomination (election) of the manager
Date of performance:
04.03.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Brocker-Dealers
12.09.2014
33-2-06/2329
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
10.02.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Brocker-Dealers
12.09.2014
140000803000624, 140000803000625, 140000803000626, 140000803000627
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
3 704 000 тг
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
26.09.2014
140000803000638
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"FALCONRY CAPITAL", JSC
Brocker-Dealers
29.09.2014
33-1-06/2620
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
15.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
08.10.2014
33-1-06/2831
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SkyBridge Invest", JSC
Brocker-Dealers
08.10.2014
33-1-06/2830
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.10.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Brocker-Dealers
10.10.2014
1400008030000610
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
648 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Brocker-Dealers
22.10.2014
33-1-06/3125
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
07.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Brocker-Dealers
23.10.2014
33-2-06/3146
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.11.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
