“Subsidiary Mortgage Organization “BTA Bank JSC “BTA Mortgage”, JSC
Mortgage organizations
12.02.2007
06-01-18/408
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.03.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
23.12.2010
02-04-33/1948
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Almaty Regional Mortgage Company”, JSC
Mortgage organizations
27.03.2007
02-03-56/775
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
23.12.2010
02-04-33/1943
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Elitstroy Finance”, JSC
Mortgage organizations
27.03.2007
02-03-56/774
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Subsidiary Mortgage Organization “BTA Bank JSC “BTA Mortgage”, JSC
Mortgage organizations
27.03.2007
02-03-56/773
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.04.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
23.12.2010
02-04-33/1946
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Subsidiary Mortgage Organization “BTA Bank JSC “BTA Mortgage”, JSC
Mortgage organizations
13.04.2007
48
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
21 840тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
23.12.2010
02-04-33/1944
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Subsidiary Mortgage Organization “BTA Bank JSC “BTA Mortgage”, JSC
Mortgage organizations
15.06.2007
06-01-18/1733
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
