"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
09.12.2010
06-01-11/1282
Limited enforcement action
Written prescription
The nature of a breach:
1. Insurance company gives discounts to policyholders in violation of the law
Date of performance:
06.01.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
09.12.2010
06-01-11/1288
Limited enforcement action
Written prescription
The nature of a breach:
1. breached the standards of diversification
Date of performance:
31.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
20.12.2010
06-02-05/1331
Limited enforcement action
Written prescription
The nature of a breach:
1. By the results of inspection.
Date of performance:
21.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
21.12.2010
08-01-07/5618
Limited enforcement action
Commitment letter
The nature of a breach:
1. The company is in breach of article 22 and paragraph 1 of Article 26 of the Law of the Republic of Kazakhstan "Concerning the compulsory insurance of the liability of vehicle owners"
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
22.12.2010
08-01-07/5658
Limited enforcement action
Commitment letter
The nature of a breach:
1. The IC has violated indentation 2 in subparagraph 1) of paragraph 7 in article 22 of the RK Law "On compulsory liability insurance of vehicle owners" (the IC has failed to present a list of independent experts, with that list providing for the right to choose an independent expert)
Date of performance:
31.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
23.12.2010
02-04-33/1941
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
23.12.2010
02-04-33/1938
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
23.12.2010
02-04-33/1945
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Dec 1, 2010.
Date of performance:
30.12.2010
Статья/пункты НПА, Статья КоАП:
Note:
lmplemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Subsidiary Mortgage Organization “BTA Bank JSC “BTA Mortgage”, JSC
Mortgage organizations
11.10.2006
06-01-19/3926
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.10.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Mortgage Organization “Elitstroy Finance”, JSC
Mortgage organizations
05.02.2007
06-01-18/332
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.02.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
