"Bank CenterCredit", JSC
Second tier banks
26.07.2007
04-01-15/2362
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
07.02.2011
02-04-33/204
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2011.
Date of performance:
14.02.2011
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
07.02.2011
02-04-33/206
Limited enforcement action
Commitment letter
The nature of a breach:
1. The failure to meet the deadlines for the presentation of the calculated prudential standards effective as at Jan 1, 2011.
Date of performance:
14.02.2011
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
26.07.2007
04-01-15/2357
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.02.2011
8
Sanctions and other administrative penalties
Not specified
Punishment awarded:
75600
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company submitted to the authorized body its unreliable reporting
Date of performance:
08.02.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
26.07.2007
04-01-15/2356
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
08.02.2011
4
Sanctions and other administrative penalties
Not specified
Punishment awarded:
75600
The nature of a breach:
1. administrative sanction was applied due to the fact of drawing up report, leading to falsification of indicators on observance of prudential normative contained in it
Date of performance:
08.02.2011
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 11
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
27.07.2007
153
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
273000
The nature of a breach:
Date of performance:
27.07.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
02.08.2007
08-02-2/2453
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
10.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
02.08.2007
08-02-2/2453
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
10.08.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
