"Temirbank" JSC
Second tier banks
12.06.2007
94
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
20188
The nature of a breach:
Date of performance:
12.06.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
12.06.2007
93
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
20655
The nature of a breach:
Date of performance:
12.06.2007
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
15.06.2007
02-03-52/1623
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
15.06.2007
10-14/1973
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
15.06.2007
02-03-52/1623
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
15.06.2007
02-03-52/1622
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Дочерняя организация Народного Банка Казахстана «Halyk Capital» JSC
Almaty Regional Finantional Center Brocker-Dealers
08.11.2008
05-01-18/4623
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.04.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
19.06.2007
04-01-15/1980
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Дочерняя организация Народного Банка Казахстана «Halyk Capital» JSC
Almaty Regional Finantional Center Brocker-Dealers
08.11.2008
05-01-18/4624
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
28.04.2012
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Broker company “Astana-Finance”, JSC
Almaty Regional Finantional Center Brocker-Dealers
17.02.2009
23
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
190 950 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
