Insurance Society "TSHASO", JSC
Insurance organizations
01.03.2009
06-01-15/3098
Limited enforcement action
Written agreement
The nature of a breach:
1. Not implementation of the requirements of the Decree, No 435 dated December 6th 2003, of the Board of Governance of the National Bank of the Republic of Kazakhstan «On conducting auxiliary accountant and ledger, instilled in the automated information system of insurance (reinsurance) organizations»
Date of performance:
01.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
01.03.2009
06-01-15/2321
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
03.03.2009
06-01-22/526
Limited enforcement action
Commitment letter
The nature of a breach:
1. the report on calculation of the insurance reserves and report on calculation of the loss ratio has been submitted to the Agency without sign of Head of the insurance organization за
Date of performance:
11.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
03.03.2009
10-02-08/2302
Limited enforcement action
Written prescription
The nature of a breach:
1. infringement of the subparagraph 1) of the paragraph 1 of the article 24 of the Law of the Republic of the Kazakhstan "On insurance activity" (council of directors is not formed)
Date of performance:
30.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
10.03.2009
№ 06-01-22/585
Limited enforcement action
Written agreement
The nature of a breach:
1. For not implementing the requierment of the Decree of the Board of the National Bank of the Republic of the Kazakhstan dated 06.12.2003y. No. 435 "On conducting auxiliary accountant and Main ledger, introduced in the automated information system of the insurance (reinsurance) organization".
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
10.03.2009
06-01-22/585
Limited enforcement action
Written prescription
The nature of a breach:
1. For not implementing the requierment of the Decree of the Board of the National Bank of the Republic of the Kazakhstan dated 06.12.2003y. No. 435 "On conducting auxiliary accountant and Main ledger, introduced in the automated information system of the insurance (reinsurance) organization". |
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
16.03.2009
06-01-15/384
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirement of the subparagraph 5 of the article 46 of the Law of Republic of Kazakhstan “On insurance activity” (exceeding of the net retention insurance (reinsurance) organizations by the separate insurance agreement)
Date of performance:
16.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
concerning regulation of financial sector
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
17.03.2009
№ 06-01-15/636
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.02.2009y. solvency margin adequacy ratio has been infringed and made up 0,21
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
information on elimination of the infringements will be clarfied after submitting the report as of 01.04.2009y.
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
17.03.2009
№ 06-01-15/635
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.02.2009y. solvency margin adequacy ratio has been infringed and made up 0,85.
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
information on elimination of the infringements will be clarfied after submitting the report as of 01.04.2009y.
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
17.03.2009
№ 06-01-15/634
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.02.2009y. solvency margin adequacy ratio has been infringed and made up 0,80.
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
information on elimination of the infringements will be clarified after submitting the report as of 01.04.2009y.
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
