Brocker-Dealers
26.03.2007
05-02-09/2101
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
26.04.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Brocker-Dealers
27.03.2007
10-14/1043
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.06.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
07.05.2009
№06-01-22/1169
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
28.03.2007
05-01-16/2182
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.04.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Brocker-Dealers
20.04.2007
05-02-09/2760
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
07.05.2009
№ 08-01-03/2574
Limited enforcement action
Written prescription
The nature of a breach:
1. Insurance payments have not been realised that caused breach of the paragraph 1 of the article 26 of the Law on civil - law responcibilities of the vehicle's owners
Date of performance:
20.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
07.05.2007
05-02-09/3196
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
24.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Partners Investment Banking (Kazakhstan)», JSC
Brocker-Dealers
11.05.2007
05-01-16/3325
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.05.2007
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "SAYA", JSC
Insurance organizations
07.05.2009
06-01-22/1169
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.03.2009 and 01.04.09 solvency margin adequacy ratio has been infringed and made up 0,74 and 0,58
Date of performance:
31.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
conformation will present after presenting the statment on at 01.06.09y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company" ASKO", JSC
Insurance organizations
13.05.2009
08-02-03/2462
Limited enforcement action
Written prescription
The nature of a breach:
1. The required documents, sent by letter of the Agency have not been presented
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
