"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
20.04.2009
№ 06-02-10/983
Limited enforcement action
Commitment letter
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
04.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Brocker-Dealers
04.06.2006
05-01-17/1834
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
04.06.2006
05-01-17/1829
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
19.06.2006
05-02-13/3634
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
19.07.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Savings Bank of Kazakhstan", JSC
Brocker-Dealers
25.07.2006
05-01-18/4466
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.08.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
15.08.2006
05-02-13/4887
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.09.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Centras Securities", JSC
Brocker-Dealers
22.08.2006
05-02-13/4991
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.09.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
21.04.2009
№08-01-07/2239
Limited enforcement action
Written prescription
The nature of a breach:
1. The documents have not been fully presented for considiration of claims
Date of performance:
24.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter №16235 from 30.04.09
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
22.04.2009
45
Sanctions and other administrative penalties
Not specified
Punishment awarded:
63650
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company failed to meet the requirements related to appointment of the manager of insurance company
Date of performance:
22.04.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Glotur Invest”, JSC
Brocker-Dealers
21.09.2006
103
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
20 600тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
