"Temir Аt" Insurance Company, JSC
Insurance organizations
17.03.2009
№ 06-01-15/632
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
17.03.2009
06-01-15/636
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.02.2009y. solvency margin adequacy ratio has been infringed and made up 0,21
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
information on elimination of the infringements will be clarfied after submitting the report as of 01.04.2009y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
17.03.2009
06-01-15/632
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.02.2009y. solvency margin adequacy ratio has been infringed and made up 0,41 .
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
information on elimination of the infringements will be clarfied after submitting the report as of 01.04.2009y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
19.03.2009
25
Sanctions and other administrative penalties
Not specified
Punishment awarded:
25460
The nature of a breach:
1. Administrative sanction was applied due to the fact of violation of requirements to the order of appointment (election) for the position of leading employee to the extent of terms of coordination of candidates with the Agency.
Date of performance:
19.03.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
19.03.2009
26
Sanctions and other administrative penalties
Not specified
Punishment awarded:
25460
The nature of a breach:
1. Administrative sanction was applied due to the fact of violation of requirements to the order of appointment (election) for the position of leading employee to the extent of terms of coordination of candidates with the Agency.
Date of performance:
19.03.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
30.03.2009
1
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
30.03.2009
06-01-22/771
Limited enforcement action
Written prescription
The nature of a breach:
1. For not implementing the requierment of the Decree of the Board of the National Bank of the Republic of the Kazakhstan dated 06.12.2003y. No. 435 "On conducting auxiliary accountant and Main ledger, introduced in the automated information system of the insurance (reinsurance) organization". |
Date of performance:
25.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
30.03.2009
№1
Limited enforcement action
Written agreement
The nature of a breach:
1. not implementing the requirements of the Board's decree of National Bank from 6th December 2003y No 435 "On conducting auxillary accounting and ledger introduced in the automatic information system of insurance (reinsurance) organizations"
Date of performance:
01.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
30.03.2009
№ 06-01-22/771
Limited enforcement action
Written agreement
The nature of a breach:
1. For not implementing the requierment of the Decree of the Board of the National Bank of the Republic of the Kazakhstan dated 06.12.2003y. No. 435 "On conducting auxiliary accountant and Main ledger, introduced in the automated information system of the insurance (reinsurance) organization".
Date of performance:
25.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
30.03.2009
№ 06-01-22/770
Limited enforcement action
Written agreement
The nature of a breach:
1. For not implementing the requierment of the Decree of the Board of the National Bank of the Republic of the Kazakhstan dated 06.12.2003y. No. 435 "On conducting auxiliary accountant and Main ledger, introduced in the automated information system of the insurance (reinsurance) organization".
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
