"Insurance Company "TransOil", JSC
Insurance organizations
20.04.2009
06-02-10/846
Limited enforcement action
Commitment letter
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
20.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter №14964 21.04.09
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Zhetysu”, JSC
Brocker-Dealers
01.02.2006
57
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
41 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Brocker-Dealers
06.04.2006
05-01-17/1827
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.05.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Brocker-Dealers
04.05.2006
36
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
103 000тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CAIFC INVESTMENT GROUP", JSC
Brocker-Dealers
04.05.2006
40
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
515 000тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Brocker-Dealers
04.06.2006
05-01-17/1828
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Brocker-Dealers
04.06.2006
05-01-17/1838
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
04.06.2006
05-01-17/1837
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Brocker-Dealers
04.06.2006
05-01-17/1835
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.06.2006
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
20.04.2009
№ 06-02-10/984
Limited enforcement action
Written prescription
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
16.06.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
