"Insurance Company "TransOil", JSC
Insurance organizations
03.04.2009
№ 06-02-10/846
Limited enforcement action
Commitment letter
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
20.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter №14964 21.04.09
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
03.04.2009
№ 06-02-10/845
Limited enforcement action
Written prescription
The nature of a breach:
1. For breaches, revealed as a result of complex inspection
Date of performance:
29.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter 22.04.09 № 15022
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
07.04.2009
31
Sanctions and other administrative penalties
Not specified
Punishment awarded:
38190
The nature of a breach:
1. administrative sanction was applied due to the fact of submission to the Authorized Agency misleading information on the scope of obligations
Date of performance:
07.04.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
13.04.2009
06-01-15/920
Limited enforcement action
Written prescription
The nature of a breach:
1. As of 01.03.2009y. solvency margin adequacy ratio has been infringed and made up 0,94
Date of performance:
30.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Pana Insurance", JSC
Insurance organizations
13.04.2009
06-01-15/921
Limited enforcement action
Written prescription
The nature of a breach:
1. As of 01.03.2009y. solvency margin adequacy ratio has been infringed and made up 0,62
Date of performance:
30.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
13.04.2009
06-01-15/919
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.03.2009y. solvency margin adequacy ratio has been infringed and made up 0,94.
Date of performance:
30.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
20.04.2009
06-01-15/990
Limited enforcement action
Written agreement
The nature of a breach:
1. as of 01.02.2009 solvency margin adequacy ratio has been infringed and made up 0,80
Date of performance:
01.10.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"CNIC"Interteach", JSC
Insurance organizations
20.04.2009
06-01-15/982
Limited enforcement action
Written prescription
The nature of a breach:
1. Breach of the high-liquidity assets from 9.03.09 to 12.04.09., made up 0,88-0,93
Date of performance:
27.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Savings Bank of Kazakhstan", JSC
Brocker-Dealers
15.01.2006
148
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
109 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Financial Company “Alliance Capital”, JSC
Brocker-Dealers
27.01.2006
56
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
41 200тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
