"Kazkommertsbank", JSC
Brocker-Dealers
14.11.2008
05-01-19/5597/17366
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Brocker-Dealers
14.11.2008
05-01-19/5593/17342
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Brocker-Dealers
17.11.2008
05-01-18/5630
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
22.01.2009
182
Sanctions and other administrative penalties
Not specified
Punishment awarded:
980383
The nature of a breach:
1. administrative sanction was applied due to the fact that deals and operations were fulfilled in breach of the legislation of the Republic of Kazakhstan on insurance and insurance activity
Date of performance:
22.01.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BCC Invest", JSC (subsidiary company of "BankCenterCredit', JSC)
Brocker-Dealers
18.11.2008
05-02-11/5634
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
21.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization "Orleu", JSC (renamed from - “IMPAO “RESMI Asset Management”, JSC)
Brocker-Dealers
03.12.2008
161
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
116 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 198
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
22.01.2009
176
Sanctions and other administrative penalties
Not specified
Punishment awarded:
190950
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company fulfilled the contract on terms that worsened condition of the assured (insurance beneficiary)
Date of performance:
22.01.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 5
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Brocker-Dealers
03.12.2008
162
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
116 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 198
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
22.01.2009
175
Sanctions and other administrative penalties
Not specified
Punishment awarded:
195950
The nature of a breach:
Date of performance:
22.01.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"SO of Halyk Bank of Kazakhstan "Halyk Finance" JSC
Brocker-Dealers
26.12.2008
05-02-12/6332
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
26.01.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
