“Glotur Invest”, JSC
Brocker-Dealers
28.04.2009
05-01-18/2094
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Tengry Finance”, JSC(renamed from “RBNT Securities”, JSC)
Brocker-Dealers
28.04.2009
05-01-18/2103
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary of "Nurbank" JSC "MONEY EXPERTS", JSC
Brocker-Dealers
28.04.2009
05-01-18/2096
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“IFG Continent”, JSC
Brocker-Dealers
28.04.2009
05-01-18/2104
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Brocker-Dealers
28.04.2009
05-01-18/2090
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ASYL-INVEST", JSC
Brocker-Dealers
28.04.2009
05-01-18/2099
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Vostok Capital”, JSC
Brocker-Dealers
28.04.2009
05-01-18/2097
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Freedom Finance”, JSC
Brocker-Dealers
28.04.2009
05-01-18/2087
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
13.05.2009
05-01-14/2366
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Tengry Finance”, JSC(renamed from “RBNT Securities”, JSC)
Brocker-Dealers
13.05.2009
05-01-14/2365
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
