«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
31.03.2009
06-01-15/798
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Tengry Finance”, JSC(renamed from “RBNT Securities”, JSC)
Brocker-Dealers
17.02.2009
21
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
127 300 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Brocker-Dealers
17.02.2009
05-02-13/684
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
27.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
19.02.2009
05-02-13/740
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
19.02.2009
05-02-13/741
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
02.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Brocker-Dealers
24.02.2009
05-02-09/823
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
27.02.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Brocker-Dealers
03.03.2009
05-02-13/976
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
14.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Glotur Invest”, JSC
Brocker-Dealers
11.03.2009
05-01-18/1112
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Glotur Invest”, JSC
Brocker-Dealers
17.03.2009
05-01-18/1223
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Tengry Finance”, JSC(renamed from “RBNT Securities”, JSC)
Brocker-Dealers
14.04.2009
05-01-18/1767
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
исполнено письмом от 17.04.09г.227/3
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
