"Subsidiary Company of the BTA Bank "BTA Insurance", JSC
Insurance organizations
18.12.2008
166
Sanctions and other administrative penalties
Not specified
Punishment awarded:
58400
The nature of a breach:
Date of performance:
18.12.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
19.12.2008
06-01-15/2836
Limited enforcement action
Written prescription
The nature of a breach:
1. for concluding an insurance agreements, in the period of license suspending
Date of performance:
19.12.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
19.12.2008
№ 06-01-15/2993
Limited enforcement action
Written agreement
The nature of a breach:
1. Not implementation of the requirements of the Decree, No 435 dated December 6th 2003, of the Board of Governance of the National Bank of the Republic of Kazakhstan «On conducting auxiliary accountant and ledger, instilled in the automated information system of insurance (reinsurance) organizations»
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"IMPAO" "Accumulative Pension Fund of “Halyk Bank Kazakhstan” " JSC
Brocker-Dealers
11.06.2008
05-02-12/3913
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.06.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
19.12.2008
№06-01-15/2993
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
23.12.2008
№06-01-22/3053
Limited enforcement action
Commitment letter
The nature of a breach:
1. The report on loss ratio has been presented without chief officer’s sign
Date of performance:
08.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Investment management of Pension assets organization “Grantum Asset management” (subsidiary company of Kazcommertsbank”, JSC)
Brocker-Dealers
13.06.2008
05-02-09/3930
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
23.05.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Brocker-Dealers
17.06.2008
05-01-13/3970
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
25.06.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
26.12.2008
10-02-08/9318
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breach of the paragraph 7 of the article 33 of the Republic of Kazakhstany Law “On insurance activity”
Date of performance:
16.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Society "TSHASO", JSC
Insurance organizations
29.12.2008
№06-01-15/3098
Limited enforcement action
Written agreement
The nature of a breach:
1. Not implementation of the requirements of the Decree, No 435 dated December 6th 2003, of the Board of Governance of the National Bank of the Republic of Kazakhstan «On conducting auxiliary accountant and ledger, instilled in the automated information system of insurance (reinsurance) organizations»
Date of performance:
01.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
