"Insurance Company "EcoPolicy", JSC
Insurance organizations
10.03.2009
№ 06-01-22/585
Limited enforcement action
Written agreement
The nature of a breach:
1. For not implementing the requierment of the Decree of the Board of the National Bank of the Republic of the Kazakhstan dated 06.12.2003y. No. 435 "On conducting auxiliary accountant and Main ledger, introduced in the automated information system of the insurance (reinsurance) organization".
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "EcoPolicy", JSC
Insurance organizations
10.03.2009
06-01-22/585
Limited enforcement action
Written prescription
The nature of a breach:
1. For not implementing the requierment of the Decree of the Board of the National Bank of the Republic of the Kazakhstan dated 06.12.2003y. No. 435 "On conducting auxiliary accountant and Main ledger, introduced in the automated information system of the insurance (reinsurance) organization". |
Date of performance:
01.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented |
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«BTA Zabota» Subsidiary Insurance Company of the BTA Bank», JSC
Insurance organizations
16.03.2009
06-01-15/384
Limited enforcement action
Written prescription
The nature of a breach:
1. Infringement of the requirement of the subparagraph 5 of the article 46 of the Law of Republic of Kazakhstan “On insurance activity” (exceeding of the net retention insurance (reinsurance) organizations by the separate insurance agreement)
Date of performance:
16.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
concerning regulation of financial sector
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
17.03.2009
№ 06-01-15/636
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.02.2009y. solvency margin adequacy ratio has been infringed and made up 0,21
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
information on elimination of the infringements will be clarfied after submitting the report as of 01.04.2009y.
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
17.03.2009
№ 06-01-15/635
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.02.2009y. solvency margin adequacy ratio has been infringed and made up 0,85.
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
information on elimination of the infringements will be clarfied after submitting the report as of 01.04.2009y.
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
17.03.2009
№ 06-01-15/634
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.02.2009y. solvency margin adequacy ratio has been infringed and made up 0,80.
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
information on elimination of the infringements will be clarified after submitting the report as of 01.04.2009y.
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
17.03.2009
№ 06-01-15/632
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
17.03.2009
06-01-15/636
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.02.2009y. solvency margin adequacy ratio has been infringed and made up 0,21
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
information on elimination of the infringements will be clarfied after submitting the report as of 01.04.2009y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
17.03.2009
06-01-15/632
Limited enforcement action
Written prescription
The nature of a breach:
1. as of 01.02.2009y. solvency margin adequacy ratio has been infringed and made up 0,41 .
Date of performance:
31.03.2009
Статья/пункты НПА, Статья КоАП:
Note:
information on elimination of the infringements will be clarfied after submitting the report as of 01.04.2009y.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
19.03.2009
25
Sanctions and other administrative penalties
Not specified
Punishment awarded:
25460
The nature of a breach:
1. Administrative sanction was applied due to the fact of violation of requirements to the order of appointment (election) for the position of leading employee to the extent of terms of coordination of candidates with the Agency.
Date of performance:
19.03.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
