“IFG Continent”, JSC
Brocker-Dealers
14.04.2009
05-01-18/1762
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
23.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Brocker-Dealers
15.04.2009
05-01-18/1827
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
22.04.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Brocker-Dealers
21.04.2009
05-01-18/1939
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
27.04.2009
05-01-18/2067
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
28.04.2009
05-01-18/2095
Limited enforcement action
Commitment letter
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
First Heartland Jysan Invest, JSC (former name - "Tsesna Capital", JSC)
Brocker-Dealers
28.04.2009
05-01-18/2107
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
28.04.2009
05-01-18/2106
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazcommerts Securities”, JSC (SC of “Kazcommertsbank”, JSC)
Brocker-Dealers
28.04.2009
05-01-18/2105
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Investment Financial House» RESMI», JSC
Brocker-Dealers
28.04.2009
05-01-18/2091
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Investment House "Fincraft", JSC
Brocker-Dealers
28.04.2009
05-01-18/2102
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
