“IFG Continent”, JSC
Brocker-Dealers
11.08.2008
05-01-18/4623
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
20.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Prime Financial Solution”, JSC
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazpost", JSC
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Troika Dialog Kazakhstan", JSC (renamed from "ALMEX" Asset Management", JSC)
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Brocker-Dealers
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Brocker-Dealers
14.08.2008
05-01-18/4696
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Brocker-Dealers
26.08.2008
05-01-14/4595
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Brocker-Dealers
26.08.2008
05-01-14/4595
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
29.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
