"Freedom Finance”, JSC
Brocker-Dealers
27.08.2008
05-01-14/4608
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.09.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Brocker-Dealers
13.10.2008
05-01-19/5140
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.10.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
05.01.2009
№ 08-01-03/17
Limited enforcement action
Written prescription
The nature of a breach:
1. non rightful reduction of the sum of insurance payment
Date of performance:
04.02.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
08.01.2009
№ 06-02-10/32
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breaches revealed on the result of complex inspection
Date of performance:
25.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Brocker-Dealers
30.10.2008
146
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
116 800 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 195-1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
08.01.2009
06-02-10/32
Limited enforcement action
Written prescription
The nature of a breach:
1. Breaches revealed on the result of complex inspection |
Date of performance:
25.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
08.01.2009
06-01-22/3053
Limited enforcement action
Commitment letter
The nature of a breach:
1. The report on loss ratio has been presented without chief officer’s sign
Date of performance:
08.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Brocker-Dealers
03.11.2008
05-02-11/5413
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
12.11.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temir Аt" Insurance Company, JSC
Insurance organizations
13.01.2009
06-01-22/73
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breach of diversification ratio
Date of performance:
23.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company"Atlanta-Policy", JSC
Insurance organizations
22.01.2009
08-02-03/331
Limited enforcement action
Commitment letter
The nature of a breach:
1. Untimely realization of insurance payment
Date of performance:
30.01.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
