Measures being imposed

181520

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

Framing lattice steel area do not meet the requirements of regulation No. 250.

1. On requirenments for security and office space organization

Южно-Казахстанский филиал (Шымкент)

181520

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

Framing lattice steel area do not meet the requirements of regulation No. 250.

1. On requirenments for security and office space organization

Южно-Казахстанский филиал (Шымкент)

181520

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

Framing lattice steel area do not meet the requirements of regulation No. 250.

1. On requirenments for security and office space organization

Южно-Казахстанский филиал (Шымкент)

1. Violation of the procedure for reporting on issued registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Representation of unreliable Reporting on issued registration certificates or certificates of notification or on currency monitoring, on exchange operations with cash foreign currency - entails a warning to individuals and legal entities.

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange transactions with cash foreign currency.

1. Concerning observance of requirements of the foreign exchange legislation

Жамбылский филиал (Тараз)

1. The requirements of subitem 2) of clause 31, paragraph 46, clause 51 of the Rules for the organization of exchange transactions with cash foreign currency in the Republic of Kazakhstan have been violated, clause 1) and clause 2) are violated clause 5 of the Rules of organization of protection and Arrangement of premises of banks and organizations engaged in certain types of banking operations

1. Concerning observance of requirements of the foreign exchange legislation

Карагандинский филиал (Караганда)

1. violation of organization of exchange operations with available foreign currency. Failure to observe set by National Bank of Republic of Kazakhstan limits of rejection of course of purchase from the course of sale of foreign currency after tenge on the operations conducted through exchange offices

27.06.2017

1. Статья: 31 Пункт: 2 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. - The Rules of setting by National Bank of Republic of Kazakhstan limits of rejection of course of purchase from the course of sale of foreign currency after tenge on the operations conducted through exchange offices approved by the Resolution of Board of National Bank of the Republic of Kazakhstan from August 24, 2009 № 78

1. Concerning observance of requirements of the foreign exchange legislation

Костанайский филиал (Костанай)

90760

1. Engage in entrepreneurial or other activities, as well as the implementation of actions (operations) without appropriate registration, permission or notification 1. Engage in entrepreneurial or other activities, as well as the implementation of actions (operations) without registration, permits, and failure to provide notice in cases where registration, resolution, direction, notification is required if these actions do not contain signs of penal act.

1. Статья: 463 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Южно-Казахстанский филиал (Шымкент)

226900

1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting

20.07.2017

1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan

1. On compliance with accounting and financial reporting standards

Карагандинский филиал (Караганда)

04.07.2017

1. Статья: 31 Пункт: 2 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 37 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
3. Статья: 40 Пункт: 1 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
4. Статья: 46 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
5. Статья: 51 Пункт: 1 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"

1. Concerning observance of requirements of the foreign exchange legislation

Алматинский городской филиал (Алматы)

1. .Violation of the procedure for reporting on issued registration certificates or certificates of notification or currency monitoring, on exchange operations with cash foreign currency, as well as information and documents confirming the occurrence of circumstances that affect the terms and conditions of repatriation of national and foreign currency 1. Representation of unreliable Reporting on issued registration certificates or certificates of notification or on currency monitoring, on exchange operations with cash foreign currency - entails a warning to individuals and legal entities.

1. Статья: 243 Пункт: 1 -

Unreliable financial reporting concerning foreign currency exchange transactions in cash Provision of unreliable reporting on exchange transactions with cash foreign currency.

1. Concerning observance of requirements of the foreign exchange legislation

Жамбылский филиал (Тараз)