"Constanta-A" ALL
Authorized organization
04.05.2017
50-07-17/875
Limited enforcement action
Written prescription
The nature of a breach:
1. Violated the requirements of paragraphs 53 of the Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 144 dated 16 July 2014
Date of performance:
06.05.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Note:
Konstanta-A LLP №3 25 may 2017 (inc. №1916 25 may 2017) letter executed
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
"Dyuk"LLP
Authorized organization
04.05.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181520
The nature of a breach:
1. violation of the Republic of Kazakhstan licensing standards laws, including inconsistency qualification requirements to licensed activities
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"Алина-М" LLP
Authorized organization
10.05.2017
176300803000007
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Violation of an order of providing the reporting under exchange transactions with cash foreign currency.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 243
Пункт: 1
-
Note:
Provision of unreliable reporting in National Bank on exchange transactions with cash foreign currency for March, 2016.
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
«Али Эксчейндж» LLP
Authorized organization
12.05.2017
52-10-36/2596
Limited enforcement action
Written prescription
The nature of a breach:
1. paragraph 36, subparagraphs 1), 2), 3), 4), 7), part 1 ofparagraph 40 of Rules of №144
Date of performance:
19.05.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Алина-М" LLP
Authorized organization
12.05.2017
55-08-22/2 ОМВ
Limited enforcement action
Written prescription
The nature of a breach:
1. Point 37 of Rules No 144 – own money of the cashier was in operational cash desk of exchange office. Point 40 of Rules No 144 – carrying out exchange transaction selling 400 US dollars not according to the selling rate established by the order of the director of "Alina-M" LLP of 17.03.2016 to No 8.
Date of performance:
22.05.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Note:
Responsibility for these violations the Administrative Code isn't provided.
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Алтын-Аспан" LLP
Authorized organization
15.05.2017
173500803/000014
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800,00
The nature of a breach:
1. submitting by banks, founders (shareholders) of the bank and (or) its affiliated persons, and also the bank holdings and persons, corresponding to the signs of a major participant in a bank, a banking holding, organizations engaged in certain types of banking оperations, unreliable, as well as incomplete reporting, information or other requested information
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Note:
for submitting doubtful reporting of 4-th quarter of 2016
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Алтын-Аспан" LLP
Authorized organization
18.05.2017
Limited enforcement action
Written prescription
Punishment awarded:
58-07-29/1594СК
The nature of a breach:
1. Organization of exchange operations with foreign currency in cash №144. 2014.16.06 violation of rules Organization of exchange operations with foreign currency in cash №144. 2014.16.06 violation of rules Organization of exchange operations with foreign currency in cash №144. 2014.16.06 violation of rules
Date of performance:
26.05.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Бақкерей" LLP
Authorized organization
24.05.2017
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the organization of exchange operations with cash foreign currency
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"НАВИГАТОР КТ" ТОО
Authorized organization
25.05.2017
64-07-26/1917
Limited enforcement action
Written prescription
The nature of a breach:
1. пункты 31, 35, 36, 37, 40 Правил № 144
Date of performance:
02.06.2017
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
29.05.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
181 520 тенге
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- The Code of Administrative Offenses
Type of Enactments
1. Concerning observance of requirements of licensing
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
