Measures being imposed

169680,00

1. For violation of subparagraph 1) paragraph 5 of the Rules of organization and protection device of premises of banks and organizations carrying out certain types of banking operations

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

1. On requirenments for security and office space organization

Карагандинский филиал (Караганда)

1. нарушение организации обменных операций с наличной иностранной валютой

24.10.2016

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

1. Concerning observance of requirements of the foreign exchange legislation

Центральный филиал (Нур-Султан)

711851.00

1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting

1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan

1. On compliance with accounting and financial reporting standards

Карагандинский филиал (Караганда)

169680

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Concerning observance of requirements of the foreign exchange legislation

Карагандинский филиал (Караганда)

1. Статья: 243 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Павлодарский филиал (Павлодар)

1. The requirements of paragraphs 31, 51, 53 of the organization of foreign exchange operations with cash foreign currency in the Republic of Kazakhstan and requirements of article 6 of the Low of the Republic of Kazakhstan of Acconting and financial reporting are violated.

1. Concerning observance of requirements of the foreign exchange legislation

Карагандинский филиал (Караганда)

1. subparagraph 5) of point 35 – in an exchange item is absent the information stand for clients containing data on buying rate, sales of cash foreign currency for tenge;
2. - point 37 – personal belongings of the cashier of an exchange item (outerwear and a ladies' handbag) were in premises of operational cash desk of an exchange item.

11.11.2016

1. Статья: 35 Пункт: 5 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 37 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"

1. Concerning observance of requirements of the foreign exchange legislation

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. Статья: 243 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Павлодарский филиал (Павлодар)

1. Статья: 243 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Павлодарский филиал (Павлодар)

1. Violation of the requirement of an existing surveillance system requirements.

25.11.2016

1. Статья: 31 Пункт: 2 - Of the Resolution of Board of National Bank of the Republic of Kazakhstan from July 16, 2014 № 144 "On approval of Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan"
2. Статья: 7 - Rules №250
3. Статья: 9 - Rules №250

1. Concerning observance of requirements of the foreign exchange legislation

Кызылординский филиал (Кызылорда)