«KAIROS» firm LLP
Authorized organization
13.12.2016
165500803000020
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. Presentation of inaccurate, and equally incomplete reporting, details or other requested information by banks, founders (shareholders) of a bank and (or) its affiliated persons, as well as banking holdings and persons that conform to the signs of a large participant of the bank, banking holding, organizations carrying out separate types of banking operations
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
«KAIROS» firm LLP
Authorized organization
13.12.2016
165500803000023
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. Presentation of inaccurate, and equally incomplete reporting, details or other requested information by banks, founders (shareholders) of a bank and (or) its affiliated persons, as well as banking holdings and persons that conform to the signs of a large participant of the bank, banking holding, organizations carrying out separate types of banking operations
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
«KAIROS» firm LLP
Authorized organization
13.12.2016
165500803000022
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. Presentation of inaccurate, and equally incomplete reporting, details or other requested information by banks, founders (shareholders) of a bank and (or) its affiliated persons, as well as banking holdings and persons that conform to the signs of a large participant of the bank, banking holding, organizations carrying out separate types of banking operations
Статья/пункты НПА, Статья КоАП:
1.
Статья: 213
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Authorized organization
14.12.2016
б/н
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
6000000
The nature of a breach:
1. Проведение валютных операций с нарушением валютного законодательства Республики Казахстан.4. Нарушение установленного Национальным Банком Республики Казахстан порядка издания распоряжения об установлении курсов покупки и (или) продажи наличной иностранной валюты путем издания такого распоряжения в период времени с 18.00 часов дня до 8.00 часов следующего дня по местному времени места издания распоряжения и (или) в нерабочие дни акционерного общества «Казахстанская фондовая биржа» - влечет штраф на субъектов среднего предпринимательства в размере двухсот, на субъектов крупного предпринимательства - в размере пятисот месячных расчетных показателей.
Date of performance:
23.01.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 4
-
Note:
постановление Центрального Филиала (г.Астана) Национального Банка РК обжаловано.Постановлением СМАС г.Астаны от 05.01.17г. жалоба оставлена без удовлетворения (поступило в НБРК 11.01.2017г. исх.№7120-17-5-21/392)
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
14.12.2016
64-07-29/4449
Limited enforcement action
Written prescription
The nature of a breach:
1. нарушение организации обменных операций с наличной иностранной валютой
Date of performance:
20.12.2016
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
14.12.2016
Постановление о наложении административного взыскания по делу об административном правонарушении от 14.12.2016г. (протокола об административных правонарушениях №64-07-15/3/71/913-№64-07-15/3/71/938 от 29.11.2016г.)
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
6363000 тенге
The nature of a breach:
1. Проведение валютных операций с нарушением валютного законодательства Республики Казахстан.4. Нарушение установленного Национальным Банком Республики Казахстан порядка издания распоряжения об установлении курсов покупки и (или) продажи наличной иностранной валюты путем издания такого распоряжения в период времени с 18.00 часов дня до 8.00 часов следующего дня по местному времени места издания распоряжения и (или) в нерабочие дни акционерного общества «Казахстанская фондовая биржа» - влечет штраф на субъектов среднего предпринимательства в размере двухсот, на субъектов крупного предпринимательства - в размере пятисот месячных расчетных показателей.
Date of performance:
24.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
20.12.2016
64-07-29/4052
Limited enforcement action
Written prescription
The nature of a breach:
1. нарушение организации обменных операций с наличной иностранной валютой
Date of performance:
26.12.2016
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
22.12.2016
64-07-29/4545
Limited enforcement action
Written prescription
The nature of a breach:
1. пункт 36 Правил № 144; статья 11 Закона Республики Казахстан О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма
Date of performance:
29.12.2016
Статья/пункты НПА, Статья КоАП:
1.
- Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Глобус Центр" LLP
Authorized organization
23.12.2016
163500803/000074
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
169680
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Date of performance:
28.12.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Глобус Центр" LLP
Authorized organization
23.12.2016
58-07-29/4050
Limited enforcement action
Written prescription
The nature of a breach:
1. Violated the requirements of subparagraphs 2) and 3) to paragraph 31 of the Rules of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan
Date of performance:
10.02.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
