Measures being imposed

1. Paragraph 11, subparagraph 1) of paragraph 13, subparagraph 9) of paragraph 2 of the Rules 144

27.06.2017

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

ALL "Er-Das" 29.06.2017 (Ref. №2742 from 29.06.2017) letter executed

1. Concerning observance of requirements of the foreign exchange legislation

Южно-Казахстанский филиал (Шымкент)

181 520

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

1. Concerning observance of requirements of licensing

Карагандинский филиал (Караганда)

1. item 7, items 6, 7 paragraph 35 of the Rules 144

15.06.2017

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

ALL "Symbat-N.J." 14.06.2017 (Ref. №2567 from 14.06.2017) letter executed

1. Concerning observance of requirements of the foreign exchange legislation

Южно-Казахстанский филиал (Шымкент)

1607118,50

1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting

16.06.2017

1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan

1. On compliance with accounting and financial reporting standards

Карагандинский филиал (Караганда)

453800

1. Submitting by banks, founders (shareholders) of the bank and (o)r its affiliated persons, and also the bank holdings and persons, corresponding to the signs of a major participant in a bank, a banking holding, organizations engaged in certain types of banking operations, unreliable, as well as incomplete reporting, information or other requested information

1. Статья: 213 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Карагандинский филиал (Караганда)

1. Engage in entrepreneurial or other activities, as well as the implementation of actions (operations) without appropriate registration, permission or notification 1. Engage in entrepreneurial or other activities, as well as the implementation of actions (operations) without registration, permits, and failure to provide notice in cases where registration, resolution, direction, notification is required if these actions do not contain signs of penal act, -

1. Статья: 463 Пункт: 1 -

Opened an additional exchange without obtaining the application to a valid license for organization of exchange operations with cash foreign currency.

1. Concerning observance of requirements of the foreign exchange legislation

Южно-Казахстанский филиал (Шымкент)

45380-00

1. At the same time, the 243 per cent of cases, which was later returned to administrative division,

1. Статья: 243 Пункт: 2 -

The submission of false statements on exchange transactions with cash foreign currency

1. Concerning observance of requirements of the foreign exchange legislation

Карагандинский филиал (Караганда)

45380-00

1. At the same time, the 243 per cent of cases, which was later returned to administrative division,

1. Статья: 243 Пункт: 2 -

The submission of false statements on exchange transactions with cash foreign currency

1. Concerning observance of requirements of the foreign exchange legislation

Карагандинский филиал (Караганда)

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Concerning observance of requirements of licensing

Карагандинский филиал (Караганда)

453 800 тенге

1. Failure to observe set by National Bank of Republic of Kazakhstan limits of rejection of course of purchase from the course of sale of foreign currency after tenge on the operations conducted through exchange offices

1. Статья: 252 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Костанайский филиал (Костанай)