Measures being imposed

1. Violation of a procedure for representing reporting on executed registration certificates or certificates on notification or on currency monitoring, on exchange operations with cash foreign currency, as well as information and documents confirming occurrence of the circumstances that have an impact on terms and conditions for repatriation of the national and foreign currency 1. Representation of inaccurate reporting on executed registration certificates or certificates on notification or on currency monitoring, on exchange operations with cash foreign currency, shall - entail a fine on individuals and legal entities.

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange transactions with cash foreign currency for august 2016 year

1. Concerning observance of requirements of the foreign exchange legislation

Павлодарский филиал (Павлодар)

1. Violation of a procedure for representing reporting on executed registration certificates or certificates on notification or on currency monitoring, on exchange operations with cash foreign currency, as well as information and documents confirming occurrence of the circumstances that have an impact on terms and conditions for repatriation of the national and foreign currency 1. Representation of inaccurate reporting on executed registration certificates or certificates on notification or on currency monitoring, on exchange operations with cash foreign currency, shall - entail a fine on individuals and legal entities.

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange transactions with cash foreign currency for july 2016 year

1. Concerning observance of requirements of the foreign exchange legislation

Павлодарский филиал (Павлодар)

1. Violation of a procedure for representing reporting on executed registration certificates or certificates on notification or on currency monitoring, on exchange operations with cash foreign currency, as well as information and documents confirming occurrence of the circumstances that have an impact on terms and conditions for repatriation of the national and foreign currency 1. Representation of inaccurate reporting on executed registration certificates or certificates on notification or on currency monitoring, on exchange operations with cash foreign currency, shall - entail a fine on individuals and legal entities.

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange transactions with cash foreign currency for june 2016 year

1. Concerning observance of requirements of the foreign exchange legislation

Павлодарский филиал (Павлодар)

518810

1. For violation of the Republic of Kazakhstan legislation concerning accounting and financial reporting

29.03.2017

1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan

1. On compliance with accounting and financial reporting standards

Карагандинский филиал (Караганда)

181520

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

10.05.2017

1. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

Paid voluntarily receipt from 17.04.2017

1. Concerning observance of requirements of the foreign exchange legislation

Алматинский городской филиал (Алматы)

1. unreliable financial reporting concerning foreign currency exchange transactions in cash

1. Статья: 243 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Северо-Казахстанский филиал (Петропавловск)

1. paragraph 31, subparagraphs 2) and 3), paragraph 35, subparagraph 2), paragraph 36, subparagraphs 1), 2), 6), paragraph 36, paragraph 37, paragraph 46 and part 1 of paragraph 51 of Rules of №144

11.04.2017

1. - Of the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated July 16, 2014 No. 144

1. Concerning observance of requirements of the foreign exchange legislation

Алматинский городской филиал (Алматы)

1. Статья: 243 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Актюбинский филиал (Актобе)

453800

21.05.2017

1. Статья: 252 Пункт: 4 -

1. Concerning observance of requirements of the foreign exchange legislation

Актюбинский филиал (Актобе)

1. Нарушение порядка предоставления отчетности по оформленным регистрационным свидетельствам или свидетельствам об уведомлении или по валютному мониторингу, по обменным операциям с наличной иностранной валютой, а также информации и документов, подтверждающих возникновение обстоятельств, которые влияют на сроки и условия репатриации национальной и иностранной валюты 1. Представление недостоверной отчетности по оформленным регистрационным свидетельствам или свидетельствам об уведомлении или по валютному мониторингу, по обменным операциям с наличной иностранной валютой - влечет предупреждение на физических и юридических лиц.

1. Статья: 243 Пункт: 1 -

1. Concerning observance of requirements of the foreign exchange legislation

Центральный филиал (Нур-Султан)